Regulatory Compliance Solutions
FIS is the single, trusted partner for compliance solutions that meet the needs of financial institutions. We are the first to provide end-to-end compliance solutions integrating training, monitoring, reporting and advice.
AML Compliance automates the anti-money laundering requirements, helping financial institutions to mitigate risk and comply with the Bank Secrecy Act and USA PATRIOT Act. Consulting services are also available to conduct risk assessments, governance planning, gap analysis, independent annual reviews and forensic investigations.
OFAC Watch cross-references your customer database against the OFAC list, as well as other government watch lists, using advanced search, matching and scoring methodologies that utilize unique algorithms to reduce false positives.
Compliance Analyzer is our industry-leading, enterprise-based solution that provides comprehensive and cost-effective automated compliance auditing of mortgage loan origination applications.
Compliance Databank is a unique service that combines global sanctions data to assist financial intuitions with conducting required due diligence in dealing with global sanctions requirements, senior political officials, terrorists and fraud.
Compliance Pal helps combat identity theft, the Red Flags Rule requires all financial institutions and creditors to develop and implement a written identity theft prevention program. CompliancePal will help you assess your institution’s ID risk, establish a formal prevention program including detection and response procedures, and create a training program for your staff.
Compliance Risk Indicator (CRI) is a web-based software that enables a financial institution to perform more precise and timely BSA/AML and Compliance Risk Assessments. With CRI, a financial institution can now identify & control compliance risk enterprise-wide with more precision and in a timely manner and can see compliance risk 20/20, 24/7, 365 days.
Regulatory Advisory Services is among the nation’s leading compliance advisors and authors of the FIS Regulatory Compliance Manual (the Big Orange Book). Services include Premium Membership, online advisory guidance, training seminars, custom training, education Web conferences, compliance manuals and regulatory consulting services.
Regulatory Reporting software solutions assist financial institutions in budgeting, reporting and financial planning to support the preparation of financial statements, board report and various FFIEC quarterly reports, including quarterly call report, FRY-9 & 11 reports, FR2900 series reports and the RC-R Regulatory Capital Schedule.
Regulatory University contains a library of 250+ courses covering safety and soundness and consumer protection laws and regulations, all applicable high risk issues, emerging risk issues, products and services and topics of relevance to multiple lines of business. Also, a robust Learning Management System with cutting-edge risk-based reporting, tracking and analytics, to deploy and manage the training enterprise-wide.
For more information on the products and services available from FIS Risk, Fraud and Compliance Solutions, call 800.822.6758 or e-mail us.