Best Execution Order Execution

The Protegent Trading Compliance Best Execution module helps you meet your fiduciary obligations while improving your competitive advantage.

  • Store user information online for three years, with an additional four years of storage on tape.
  • Benefit from access to the market data tick database for all securities for one year.
  • More easily comply with Securities and Exchange Commission (SEC) Rules 605 and 606, which mandate that firms publish, on a public website, specific data that relate to order execution (Rule 605) and order routing (Rule 606) practices.

605 Disclosure of SEC-Required Order Execution Information

GO BACK |  Order Routing (Rule 606) |  RULE 605 EXPLANATION

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