FIS Protegent Trading Compliance

Maintain the highest of standards in trading compliance obligations

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Mitigate Reputational Risk and Focus on Profitability

FIS™ Protegent Trading Compliance is a multi-asset web-based surveillance solution that’s designed to alert sell-side firms to potential violations occurring in the marketplace, assist in supervisory controls and support management reporting.

Protegent Trading Compliance provides a complete view into an order’s life cycle, driven by alerts and supported by comprehensive market data and client data warehouses. As a result, you can more efficiently manage daily reviews, post-trade analysis, RegNMS compliance, and general trading compliance and supervision.

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Discover a multi-asset Web-based trading compliance that meets your compliance obligations

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