FIS Compliance Reporting Manager

Formerly Protegent CAT

Comply with the Consolidated Audit Trail (CAT) and increase transparency

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A Single Forensic Repository for Proactive Compliance

FIS® Compliance Reporting Manager (formerly Protegent CAT) helps you comply with CAT while increasing transparency. It efficiently collects, normalizes, validates, transmits and maintains reportable events in one central forensics repository.

Compliance Reporting Manager gives you a single point of entry for submitting your U.S. equities and options data in eligible securities to FINRA CAT for processing. And with access to the same data that regulators are using, you can detect and fix errors prior to CAT submission and ensure proactive compliance.

FIS Can Help

Simplify your Consolidated Audit Trail (CAT)

Experience Game-changing Functionality

Harness the power of big data analytics to gain business value from Rule 613

Enjoy Enhanced Security

Rely on our strong controls and data protection

Reduce the Risk of Non-compliance

Mitigate scrutiny and fines with pre-submission simulation and progress reporting

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