FIS Compliance Reporting Manager
Formerly Protegent CAT
Comply with the Consolidated Audit Trail (CAT) and increase transparency
A Single Forensic Repository for Proactive Compliance
FIS® Compliance Reporting Manager (formerly Protegent CAT) helps you comply with CAT while increasing transparency. It efficiently collects, normalizes, validates, transmits and maintains reportable events in one central forensics repository.
Compliance Reporting Manager gives you a single point of entry for submitting your U.S. equities and options data in eligible securities to FINRA CAT for processing. And with access to the same data that regulators are using, you can detect and fix errors prior to CAT submission and ensure proactive compliance.
FIS Can Help
Experience Game-changing Functionality
Harness the power of big data analytics to gain business value from Rule 613Enjoy Enhanced Security
Rely on our strong controls and data protectionReduce the Risk of Non-compliance
Mitigate scrutiny and fines with pre-submission simulation and progress reportingExplore Our Perspective
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