FIS Modern Banking Platform
Advance your bank with a modern core platform.
Nate Call | Director, RegTech Solutions, FIS
August 19, 2019
Given the choice of CAT compliance reporting platforms available on the market today, the fact that some of the largest broker-dealer firms in the capital markets industry chose FIS Protegent CAT as their preferred reporting solution can be quite telling.
Under SEC Rule 613, penalties for non-compliance with Consolidated Audit Trail (CAT) reporting can be significant. Much is at stake, and the data management requirements behind the process are so vast and complex, few firms are able or equipped to manage the associated trade and compliance forensics internally. So, what gives FIS the stamp of approval under the current circumstances?
A review suggests three main reasons why FIS Protegent CAT makes sense.
When you look at the underlying reasons why FIS Protegent CAT was chosen to carry the load for these top-tier firms, it comes as no surprise. FIS has the industry surrounded.
For more information about us or our Protegent CAT solution, please visit today at https://empower1.fisglobal.com/cat-compliance.html
Let's work together to reach your goals. Contact us at the links below and a representative will be in touch.
Your experience is our top priority. We’re here to help.Learn more