FIS Supervision Compliance Manager

Formerly Protegent Surveillance

Detect, document, and remediate potential regulatory violations


The Leading Trade Surveillance Compliance Solution

FIS® Supervision Compliance Manager (formerly Protegent Surveillance) is an intuitive, automated trade monitoring, surveillance and sales supervision solution.

Designed to detect, document and help remediate potential regulatory violations, Supervision Compliance Manager is the premier solution for surveillance execution on firms’ trade, account and rep information according to regulatory and firm-defined guidelines.

And as regulatory agencies continue to issue new rules, the solution incorporates alerts into its rules engine to help you mitigate internal and regulatory risk.

FIS Can Help

Rely on an efficient enterprise trade surveillance compliance solution

Mitigate Regulatory Risk

Keep pace with the latest regulatory changes

Improve Supervisory Procedures

Identify questionable transactions and provide a consistent review process

Enhance Operational Efficiency

Aggregate compliance reviews and reduce the time spent on daily reviews

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