Securities processing software for smarter ops, total processing life cycle support and faster ROI

With regulatory scrutiny and tech costs on the rise, and margins only getting thinner, it’s time to change your operational strategies. In the struggle to meet new customer demands, expand your offerings, and reduce costs and complexity, the FIS® Securities Processing Suite offers relief. This advanced solution is uniquely designed to support the trading operations life cycle on a single, integrated platform.

Discover the impact of advanced securities processing software and a back-office system developed with decades of deep industry experience. Broker-dealers and correspondent clearing firms can focus on their core business – from trading and order management to settlement and asset servicing – while giving their customers actionable access.

Reduce TCO

Make your investment pay off by choosing a sustainable operating model that’s delivered via flexible deployment models.

Thrive in today’s market

Use our technology investments to your advantage with this front-to-back-office, single-platform processing suite.

Take the right approach

Let us help you determine the right choices for your organization’s unique technology requirements.

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Suite details

Meet all your operational needs with one platform

FIS Securities Processing Suite comprises products that offer comprehensive support for all security types and currencies in the processing life cycle while also integrating with front- and middle-office trading and risk solutions.

  • A smooth, seamless process

    Cash Disbursement Manager is an add-on module to Phase3 that supports both cash disbursements and receipts, as well as real-time wire transfer to various banks using proprietary messaging to U.S. Bank, SWIFT (via Stream Gateway) to any SWIFT-enabled bank, or file-based multi-batch messaging to BMO Harris.

  • More than a margin call issuance tool

    Credit Monitor iterates from price and activity triggers, prompting the recalculation of strategy-based accounts based on sophisticated pairing rules. Acting as a credit management solution, it provides an array of warning events for evaluating exposures while risk avoidance steps can still be taken.

  • Research and resolution made easier

    Exception Manager guides users through the steps needed to expedite research and resolution and optimizes the remediation process. Exception Manager currently supports monitoring and processing of exceptions arising from the FIX and Bloomberg trade entry interfaces.

  • Early warning for peace of mind

    Fail Monitor provides a centralized platform to monitor fails across multiple systems and manual processes. It provides exposure monitoring across counterparties and asset classes and is an event-driven model for automating activities like fail confirmation and claim generation.

  • Everything the client needs to know

    The Investor Mobile solution provides retail brokerage consumers with a wide range of information that is integrated and organized into intuitive, configurable dashboards – U.S. market quotes, portfolio balances, positions, allocation, account activities, order status, cost basis, watchlist and trade alerts.

  • The information they need, when they need it

    Investor Portal gives your clients on-demand access to real-time balances, positions, industry-leading content and trading capabilities, all within a customizable user experience. This secure, multi-channel digital experience empowers your customers to get the help they need.

  • A clearer, more complete view

    Operational Dashboard lets you view margin calls and trends, open fails, fail exposure, suspense balances and positions and more. Critical data is consolidated and presented as business KPIs with a simple intuitive interface that provides instant insight and situation awareness.

  • Build stronger relationships

    Boosted by its modern design, Professional Portal provides financial advisors with a content-rich experience combining multiple data sources; customizable data integration and workflows; and configurable dashboards providing actionable insights.

  • A user-friendly solution

    Report Writer enables business users to access and report on data from one or more front-, middle- or back-office systems. Users can run ad-hoc queries, request reports on demand and review scheduled reports in the frequency and format they need (CSV, Excel or PDF).

  • Expand your business

    Grow into new markets and geographies with a solution that helps you respond quickly to new opportunities and customer needs.


One platform to manage the full life cycle

From trading and order management to settlement and asset servicing, you can manage it all while reducing costs and risk.

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