FIS SECURITIES PROCESSING SUITE
Streamline, consolidate and automate your securities processing operations for greater agility and lower TCO.
Support the trading operations life cycle
Download product sheetSecurities processing software for smarter ops, total processing life cycle support and faster ROI
With regulatory scrutiny and tech costs on the rise, and margins only getting thinner, it’s time to change your operational strategies. In the struggle to meet new customer demands, expand your offerings, and reduce costs and complexity, the FIS® Securities Processing Suite offers relief. This advanced solution is uniquely designed to support the trading operations life cycle on a single, integrated platform.
Discover the impact of advanced securities processing software and a back-office system developed with decades of deep industry experience. Broker-dealers and correspondent clearing firms can focus on their core business – from trading and order management to settlement and asset servicing – while giving their customers actionable access.
Reduce TCO
Make your investment pay off by choosing a sustainable operating model that’s delivered via flexible deployment models.
Thrive in today’s market
Use our technology investments to your advantage with this front-to-back-office, single-platform processing suite.
Take the right approach
Let us help you determine the right choices for your organization’s unique technology requirements.
Meet all your operational needs with one platform
FIS Securities Processing Suite comprises products that offer comprehensive support for all security types and currencies in the processing life cycle while also integrating with front- and middle-office trading and risk solutions.
Cash Disbursement Manager
Supports a workflow approach to processing wires, ACH, IRA and transfers, with multiple levels of approvals and audit tracking
A smooth, seamless process
Cash Disbursement Manager is an add-on module to Phase3 that supports both cash disbursements and receipts, as well as real-time wire transfer to various banks using proprietary messaging to U.S. Bank, SWIFT (via Stream Gateway) to any SWIFT-enabled bank, or file-based multi-batch messaging to BMO Harris.
Credit Monitor
The margining solution that offers five modules for recognizing and managing exposure in real time while improving client service
More than a margin call issuance tool
Credit Monitor iterates from price and activity triggers, prompting the recalculation of strategy-based accounts based on sophisticated pairing rules. Acting as a credit management solution, it provides an array of warning events for evaluating exposures while risk avoidance steps can still be taken.
Exception Manager
A centralized tool that presents exceptions from different systems in one common display
Research and resolution made easier
Exception Manager guides users through the steps needed to expedite research and resolution and optimizes the remediation process. Exception Manager currently supports monitoring and processing of exceptions arising from the FIX and Bloomberg trade entry interfaces.
Fail Monitor
A powerful tool for tracking the entire fail settlement life cycle from creation to actual clearance date
Early warning for peace of mind
Fail Monitor provides a centralized platform to monitor fails across multiple systems and manual processes. It provides exposure monitoring across counterparties and asset classes and is an event-driven model for automating activities like fail confirmation and claim generation.
Investor Mobile App
Delivers a robust user experience with consumable content, convenient and secure access, and easy enrollment
Everything the client needs to know
The Investor Mobile solution provides retail brokerage consumers with a wide range of information that is integrated and organized into intuitive, configurable dashboards – U.S. market quotes, portfolio balances, positions, allocation, account activities, order status, cost basis, watchlist and trade alerts.
Investor Portal
An enhanced, responsive UI portal that provides exceptional ease of use and actionable content
The information they need, when they need it
Investor Portal gives your clients on-demand access to real-time balances, positions, industry-leading content and trading capabilities, all within a customizable user experience. This secure, multi-channel digital experience empowers your customers to get the help they need.
Operational Dashboard
A single view of operations spread across various products and lines of business for improved operational oversight
A clearer, more complete view
Operational Dashboard lets you view margin calls and trends, open fails, fail exposure, suspense balances and positions and more. Critical data is consolidated and presented as business KPIs with a simple intuitive interface that provides instant insight and situation awareness.
Professional Portal
Gives financial advisors the data and tools they need to effectively understand, communicate with and serve their customers
Build stronger relationships
Boosted by its modern design, Professional Portal provides financial advisors with a content-rich experience combining multiple data sources; customizable data integration and workflows; and configurable dashboards providing actionable insights.
Report Writer
Enables users to easily access consolidated and standardized data for a more holistic view of their customers and activities
A user-friendly solution
Report Writer enables business users to access and report on data from one or more front-, middle- or back-office systems. Users can run ad-hoc queries, request reports on demand and review scheduled reports in the frequency and format they need (CSV, Excel or PDF).
FIS Securities Processing Manager
A global, real-time securities processing system that manages multiple asset classes, currencies and businesses on a single platform
Expand your business
Grow into new markets and geographies with a solution that helps you respond quickly to new opportunities and customer needs.
Insights
One platform to manage the full life cycle
From trading and order management to settlement and asset servicing, you can manage it all while reducing costs and risk.
Systems consolidation transforms firm’s ability to compete
The U.S. investment banking arm of a global financial services powerhouse is saving costs, reducing risk and gaining new visibility.
Read their storyMore products for you
Get a real-time view with a real-time solution.
Leverage AI and machine learning to gain full transparency into your risks to solve multiple regulatory challenges and make more confident decisions.
Get a consolidated view of trading across global markets, with improved execution and comprehensive access to positions.
FIS® Securities Lending Processing Platform (Formerly Loanet Accounting and Settlement) automates accounting and settlement securities for lenders and borrowers.
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