FIS Protegent Social Media Surveillance

Manage social media compliance

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Social Media Compliance Monitoring for Financial Institutions

With growing regulatory requirements from Financial Industry Regulatory Authority (FINRA) and increased oversight by the Securities and Exchange Commission (SEC), the need for social media compliance monitoring is imperative for banks or brokers seeking to mitigate compliance risks.

With Protegent Social Media Surveillance, you can monitor and archive all activity and content posted to websites such as Facebook, LinkedIn and Twitter.

Manage supervisory requirements set forth by FINRA notice 10-06 by utilizing our tools for moderation and pre-approval of content that could be considered advertisements.

FIS Can Help

Minimize social media compliance risk

Increase Efficiency

Streamline compliance with automated surveillance and supervision review processes

Promote Internal Policy Enforcement

Analyze all social networking activity for total compliance with regulations

Monitor and Archive

Monitor all activity – no matter the device – and archive content for the record

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