Investment Banking & Brokerage

Compliance & Tax Reporting

Best-of-Breed Compliance and Reporting Technology for Banking Providers

With years of expertise in regulatory compliance and tax reporting, FIS can provide solutions to keep banking providers on top of the latest banking regulations, ensure compliance with tax requirements, and adapt to whatever is looming on the horizon.

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Featured Solutions

Protegent

Compliance officers must monitor massive volumes of data for compliance against a growing list of regulations. The Protegent suite of compliance software solutions helps you mitigate your compliance risk exposure with greater transparency across your organization with advanced issue detection and integrated workflows.

FIS Tax Information Reporting Suite (Formerly Wall Street Concepts)

While superior tax information reporting may not attract new customers, poor reporting will surely lose them. FIS® Tax Information Reporting Suite (formerly Wall Street Concepts) is a tax reporting solution suite that arrives at the proper tax character and calculation amounts of a payment or security for tax reporting purposes. It also creates the appropriate customer statements and information returns for IRS filing.

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Client Story

Helping Clients Reach Goals

At FIS, we have a relentless focus on our clients, their needs and their ultimate success. See how our partnerships with different clients help empower the financial world.

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FIS Readiness Report

This annual research report explores how operational efficiencies and smart technology investments are helping to widen the gap between an industry's leading companies and the rest.

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What We Think

Deeper research and analysis of the trends, technologies and processes that are driving investment and innovation across banking, payments, capital markets, wealth management and other key financial sectors.

More Products

FIS AML Compliance Hub

FIS® AML Compliance Hub powered by C3 AI transforms financial crime detection with machine learning to accurately identify, prioritize and report suspicious activity while identifying true SARs.

FIS Communications Compliance Manager

FIS® Communications Compliance Manager powered by Shield uses natural language processing and artificial intelligence to rapidly and accurately perform content and context analysis of all communication types.

FIS Protegent Reg BI

FIS Protegent Reg BI gives you consistency to meet Reg BI’s disclosure, care, conflict of interest and compliance obligations at the pre-sale, point-of-sale and post-sale stages of the customer relationship.

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