FIS Trading Compliance Manager
Formerly Protegent Trading Compliance
Maintain the highest of standards in trading compliance obligations
Mitigate Reputational Risk and Focus on Profitability
FIS® Trading Compliance Manager (formerly Protegent Trading Compliance) is a multi-asset web-based surveillance solution that’s designed to alert sell-side firms to potential violations occurring in the marketplace, assist in supervisory controls and support management reporting.
Trading Compliance Manager provides a complete view into an order’s life cycle, driven by alerts and supported by comprehensive market data and client data warehouses. As a result, you can more efficiently manage daily reviews, post-trade analysis, RegNMS compliance, and general trading compliance and supervision.
FIS Can Help
Mitigate Risk and Focus on Profitability
Control reputational risk and keep profitability at the forefront with a proactive approachImprove Quality While Reducing Costs
Rely on our data warehousing to improve execution data while avoiding storage costsTake Control
Limit access with a permission-based system that securely maintains sensitive informationExplore Our Perspective
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