FIS Compliance Suite

Gain oversight of all regulatory compliance risks and mitigate potential consequences

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Helping Compliance Teams See More and Do More

FIS® Compliance Suite (formerly Protegent) is a scalable platform that solves multiple regulatory challenges, including anti-money laundering and communications surveillance. It leverages artificial intelligence and machine learning to help you stay ahead of regulations and provides full transparency into your risks for more confident decisions.

FIS Can Help

The largest and most configurable alert libraries available… out of the box

Detect

Automate regulatory risk detection to improve efficiency

Act

Mitigate potential regulatory compliance issues before they become a problem

Document

Manage workflows and provide evidence of review for auditors and regulators
FIS Compliance Suite

FIS® Compliance Suite (formerly Protegent) provides firms greater visibility into potential compliance risk factors while increasing operational efficiency and regulatory transparency.

Benefits
Benefit from innovative compliance technology for global compliance management at your fingertips and that scales as you grow.
Leverage artificial intelligence and machine learning to help you stay ahead of regulation and get full transparency into your risks.
Solve your regulatory challenges, from communications surveillance to supervision and trading compliance, to anti-money laundering.
FIS Trading Compliance Manager

FIS® Trading Compliance Manager is a new multi-asset class platform that provides trade surveillance, regulatory reporting, and supervisory controls.

Benefits
Gain a complete view into the order life cycle and strengthen your trading supervision with alerts that flag trading violations
Address all your trading compliance needs through one efficient solution that’s scalable to your requirements – catering to multiple geographies and markets globally
Meet trading compliance requirements, including daily reviews, post-trade analysis, best execution and RegNMS, RegSHO, market manipulation, and Consolidated Audit Trail.
FIS Communications Compliance Manager with Shield

FIS® Communications Compliance Manager with Shield uses natural language processing and artificial intelligence to rapidly and accurately perform content and context analysis of all communication types.

Benefits
Respond effectively to compliance risks
Streamline communications compliance with natural language processing and AI
Integrate your surveillance with a behavioral modeling module