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Best Execution Order Routing

The Protegent Trading Compliance Best Execution module helps you meet your fiduciary obligations while improving your competitive advantage.

Store user information online for three years, with an additional four years of storage on tape.
Benefit from access to the market data tick database for all securities for one year.
More easily comply with Securities and Exchange Commission (SEC) Rules 605 and 606, which mandate that firms publish, on a public website, specific data that relate to order execution (Rule 605) and order routing (Rule 606) practices.

Public Disclosure - SEC 606 Disclosure Download

GO BACK | Order Execution (Rule 605) | RULE 606 EXPLANATION

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Beginning Q4 2011 please see SunGard Brokerage & Securities Services LLC (“ANDZ“) for SEC Rule 606 Disclosure of Order Routing Information

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Best Execution Order Routing

MATERIAL RELATIONSHIP INFORMATION

General

Nasdaq Securities

NYSE Securities

AMEX/Other Sec.

OPTN

General

Rule 606

Let's Talk

ADVANCING THE WAY THE WORLD

PAYS, BANKS AND INVESTS

Let's start a conversation

EMAIL US

HEADQUARTERS

STAY CONNECTED

Get in touch

Unlocking innovation. Unlocking growth. Unlocking potential. Digitization is the key.

Your constant innovation is propelled by our constant innovation.

Technology that responds to change: good. Technology that anticipates change: FIS.

Changing your business so you can improve your business.

Our policy for insurance solutions: Helping you do more for your policyholders.

Improving your business so you can improve your policyholders' lives.

Let’s Reinvent Smarter™

Worldpay payments solutions
advance your customer experiences
and your business.

You’re driven to innovate.
You’re fueled by the world’s no. 1 fintech.

Now the innovative fintech that powers the world can power your business.

Now you can disrupt the retail industry
without disrupting your business.

Disruption is here.
Let's help your business capitalize on it.

Better guest experience.
Better operational efficiency.
They start with better technology.

We serve you the best tech
so you can better serve your customers.