FIS Employee Compliance Manager
Formerly Protegent Personal Trading Assistant
Remove the obstacles of employee reporting
The Employee Trading Compliance Solution for Organizations
FIS® Employee Compliance Manager (formerly Protegent Personal Trading Assistant) is an online self-service application that gives compliance a central location to monitor and manage employee trading activity. Employee Compliance Manager automates trade monitoring and surveillance and personal-trading compliance with regulations. It covers the full spectrum of regulatory agencies, self-regulating organizations, and a firm’s specific code of ethics and policies.
FIS Can Help
Streamline all aspects of personal dealing and employee trading compliance and encourage employee disclosure
Foster a Culture of Compliance
Leverage a centralized portal to monitor and manage employee trading activity and account disclosureReduce Regulatory Risk
Minimize corporate exposure with best practice technology and alerts that focus on key conflictsMake Data-based Decisions
Modernize data to spot trends, update program goals and redefine internal reporting resultsExplore Our Perspective
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