The employee trading compliance solution that eliminates the obstacles
FIS® Employee Compliance Manager is an online self-service application that gives compliance a central location to monitor and manage employee trading activity. Employee Compliance Manager automates trade monitoring and surveillance and personal-trading compliance with regulations. It covers the full spectrum of regulatory agencies, self-regulating organizations and a firm’s specific code of ethics and policies.
FIS can help
Foster a culture of compliance
Leverage a centralized portal to monitor and manage employee trading activity and account disclosureReduce regulatory risk
Minimize corporate exposure with best practice technology and alerts that focus on key conflictsMake data-based decisions
Modernize data to spot trends, update program goals and redefine internal reporting resultsExplore Our Perspective
FIS Employee Compliance Manager brochure
A comprehensive solution to address employee facing compliance.
FIS Employee Compliance Manager - Insights product sheet
A solution that provides a fully web-based insights tool for data discovery, visualization and analytics in a user-friendly interface which allows for data mining, story building, scalability and performance.