The employee trading compliance solution that eliminates the obstacles
FIS® Employee Compliance Manager is an online self-service application that gives compliance a central location to monitor and manage employee trading activity. Employee Compliance Manager automates trade monitoring and surveillance and personal-trading compliance with regulations. It covers the full spectrum of regulatory agencies, self-regulating organizations and a firm’s specific code of ethics and policies.
FIS can help
Foster a culture of compliance
Leverage a centralized portal to monitor and manage employee trading activity and account disclosure
Reduce regulatory risk
Minimize corporate exposure with best practice technology and alerts that focus on key conflicts
Make data-based decisions
Modernize data to spot trends, update program goals and redefine internal reporting resultsExplore Our Perspective
FIS Employee Compliance Manager brochure
A comprehensive solution to address employee facing compliance.
FIS Employee Compliance Manager - Insights product sheet
A solution that provides a fully web-based insights tool for data discovery, visualization and analytics in a user-friendly interface which allows for data mining, story building, scalability and performance.