Gain oversight of all regulatory compliance risks and mitigate potential consequences
FIS® Compliance Suite is a scalable platform that solves multiple regulatory challenges, including anti-money laundering and communications surveillance. Leveraging artificial intelligence and machine learning, the solution helps you stay ahead of regulations and provides full transparency into your risks for more confident decisions.
FIS can help
Detect
Automate regulatory risk detection to improve efficiency
Act
Mitigate potential regulatory compliance issues before they become a problem
Document
Manage workflows and provide evidence of review for auditors and regulatorsExplore Our Perspective
FIS Compliance Suite brochure
A solution that provides firms greater visibility into potential compliance risk factors while increasing operational efficiency and regulatory transparency.
FIS Compliance Suite - SEC Regulation Best Interest brochure
A complete, modular solution that enables firms to consistently meet Reg BI’s disclosure, care, conflict of interest and compliance obligations at the pre-sale, point-of-sale and post-sale stages of the customer relationship.
FIS Trading Compliance Manager brochure
A multi-asset class platform that provides trade surveillance, regulatory reporting and supervisory controls.