The Protegent Trading Compliance Best Execution module helps you meet your fiduciary obligations while improving your competitive advantage.
FIS provides customers with products to assist in complying with Securities and Exchange Commission ("SEC") Rules 605 and 606. SEC Rules mandate that firms publish, on a public website, specific data that relates to order execution (Rule 605) and order routing (Rule 606) practices. These products are available to all customers.
Order Execution (Rule 605) Order Routing (Rule 606)